Orion Advisor Tech: Revolutionizing Compliance Management
Orion Advisor Tech provides cutting-edge solutions tailored to Chief Compliance Officers, ensuring firms are protected and equipped to navigate complex regulatory landscapes. With a streamlined and flexible RegTech solution, Orion empowers compliance officers to boost their compliance management programs and remain exam-ready. The platform stands out in client satisfaction, ranking first among providers in the Kitces Report AdvisorTech Survey from 2021 to 2023.
Key Features of Orion Compliance Solution
Orion's compliance management software offers a comprehensive set of tools to support Chief Compliance Officers. From employee oversight and firm monitoring to client data aggregation and central document management, the platform ensures a seamless compliance process. Automatic data aggregation creates a robust paper trail, while team training and assessment features keep colleagues informed on the latest policies. The centralized document library streamlines access to critical documentation, reducing the risk of misplacement.
Enhancing Security and Reporting Capabilities
Orion Compliance guarantees secure access from any location, promoting flexibility without compromising on digital security. The platform allows for seamless internal auditing and reporting, enabling firms to pull necessary reports and identify gaps before regulatory inspections. By sharing calendars, policies, and procedures, Chief Compliance Officers can monitor their team's compliance requirements effectively, fostering a culture of accountability within the organization.
Unlocking Orion's Due Diligence Kit Brochure
Orion's Due Diligence Kit offers a comprehensive suite of products and services designed to empower advisors. This tech-enabled fiduciary process assists advisors in attracting new clients, aligning planning goals with investment strategies, and achieving financial success for investors. The Fiduciary Flywheel integrates essential components to enhance productivity, client satisfaction, and firm growth, making it an indispensable tool for advisory practices.
Preparing for Regulatory Examinations with Orion
Orion guides Chief Compliance Officers in achieving exam readiness to swiftly respond to regulatory requests from the SEC. The platform emphasizes the importance of establishing a dynamic, always-on compliance program to mitigate risks and avoid potential fines. By implementing best-practice processes, rigorous testing, and dedicated resources, firms can ensure they are fully prepared for regulatory examinations, safeguarding their reputation and financial well-being.